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I have placed a dual-gang 100k potentiometer in the feedback path of two op-amps that work as a Sallen-Key filters. This controls gain but also the Q factor of the filter (somewhat demonstrated on wikipedia. However, when I move the knob, it makes some rubbish noise.

The noise is demonstrated in this youtube video.

The schematic of the filters is shown below. The Q factor pot is RV3A and RV3B. The minimum Q is set by R7 and R10. The power supply for the op-amps is from a boosted 9V battery up to 18 V with an LM27313 regulator.

I'm really not sure what is causing this noise or how I could go about preventing it. My only thought is having the pot in the feedback loop is not a good idea, but there is no other way of controlling the Q factor.

Sallen-Key filter schematic

How could I alleviate this noise?

Edit: I accepted @Catalyst's answer since it was the most technically correct. I appreciate all of the suggestions on how to fix it. I simulated some tests on placing capacitors in parallel with the potentiometer but they really messed with the frequency response.

What did fix the circuit was by placing it in an enclosure. Using an aluminium enclosure linked all of the pots strongly to ground which seems to have generally improved noise performance hugely. Here is a link to the a new video demonstrating a lack of noise. The audio is recorded in exactly the same manner as before. I don't fully understand why a better ground fixed the travel noise but I'm certainly glad it did.

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  • \$\begingroup\$ You haven't shown your power supply on the schematic. Is +8V the virtual ground (middle of single-ended supply) or positive supply? \$\endgroup\$
    – Transistor
    Commented Jul 9, 2019 at 13:39
  • \$\begingroup\$ Yep virtual ground or mid rail. It's actually 9 V in the video because the regulator was playing up so I just stripped it and connected the input voltage before boost (by a factor of 2) as the mid rail. \$\endgroup\$
    – loudnoises
    Commented Jul 9, 2019 at 13:50
  • \$\begingroup\$ What if you "rotate" the two pots? Connect the central terminals to the inverting op. amp. inputs and the 2 others to the feedback loop and "virtual ground"? Adjust the fixed values accordingly. \$\endgroup\$
    – devnull
    Commented Jul 9, 2019 at 14:13
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    \$\begingroup\$ Because there is DC across it. Connect the tail of that leg to ground, not +8V. \$\endgroup\$
    – user207421
    Commented Jul 10, 2019 at 0:00
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    \$\begingroup\$ @loudnoises The datasheet for the POT says "Sliding Noise 47 mV max" (without specifying a test circuit). That sort of implies you can expect some bouncing or resistance fluctuation as it slides. You could try adding some small capacitance (say 100pF) in parallel to suppress the noise. \$\endgroup\$
    – user4574
    Commented Jul 10, 2019 at 2:15

6 Answers 6

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The noise is caused by minute mechanical vibrations of the pot wipers on the rings (the latter are the resistive material.) Since neither the wiper nor the ring material are atomically smooth where they touch, rubbing the wiper on the ring produces slight vibrations. Some of that vibration is perpendicular to the contact patch between wiper and ring. The resistance of the wiper/ring contact varies with the normal force. This transient/AC variation of the contact resistance is what you're hearing.

How to fix it is (IMHO should be) a separate question. And non-trivial because adding caps across any pot terminals will change the filter characteristics.

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  • \$\begingroup\$ Hypothetically, you are saying to try to filter the mechanical noise signal by trying to keep the AC potential at zero by placing a capacitor across the pot? So it should be possible but it would introduce another filter pole, which has to be designed for appropriately? Perhaps a voltage controlled filter would be an easier design... \$\endgroup\$
    – loudnoises
    Commented Jul 9, 2019 at 12:15
  • \$\begingroup\$ How to fix it really ought to be a separate Q. But still, if the noise during adjustment is a problem, you might look into adding a blanking circuit, to null the output while adjustments are being made. That presumes having a way to tell that a parameter adjustment is available. I don't know whether digital pots are at all suitable to audio applications. Anybody? \$\endgroup\$
    – Catalyst
    Commented Jul 9, 2019 at 12:21
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    \$\begingroup\$ @Catalyst: digital pots operate by switching resistive elements in and out. I would expect the switching noise to be seen. The other thing about them is they are not particularly accurate and vary a lot over temperature. I would probably try doing this by using varactor diodes or some cold control (the actual control is not part of the signal path). \$\endgroup\$ Commented Jul 9, 2019 at 13:00
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    \$\begingroup\$ @PeterSmith I think you're right with cold control: drop an LDR optocoupler in there and it might work, allowing the pot to control the voltage on the LED part, which could be filtered as much as needed to reduce mechanical noise. Something like this part. \$\endgroup\$
    – loudnoises
    Commented Jul 9, 2019 at 13:23
  • \$\begingroup\$ @loudnoises: that looks like a possibility. \$\endgroup\$ Commented Jul 9, 2019 at 13:49
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How could I alleviate this noise?

Probably not what you want to read now, but: don't use pots in audio circuits where they are subject to DC currents. This is the case for the 2 pots you mentioned, but not for the other 4.

Due to the mechanical nature of the device, the resistance variation is not "clean" and continuous. If the potentiometer is subject to DC current, the quick variations on resistance result in voltage changes which are handled by the circuit as signal, depending where the potentiometer is.

To state with other words: quick small changes to the DC operating point cause the same effect as an AC signal being injected in the circuit. These small resistance variations do not result in large voltage changes if the the potentiometers are only subject to small DC currents (due to capacitor leakages or op. amp. inputs, for example).

Update: this is a crude attempt to document what I suggested in the comments:

enter image description here

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    \$\begingroup\$ Could you please elaborate why not to use pots subjected to DC currents. \$\endgroup\$
    – Huisman
    Commented Jul 9, 2019 at 11:08
  • \$\begingroup\$ @Huisman Thanks for the feedback. I've added two paragraphs to my answer. \$\endgroup\$
    – devnull
    Commented Jul 9, 2019 at 12:40
  • \$\begingroup\$ Hypothetically the op-amp should draw no current so if the potentiometer value is the same, the change in DC operating point would be the same. As there is still no AC path to ground I can't see it changing much, but I would love to be proved wrong. \$\endgroup\$
    – loudnoises
    Commented Jul 9, 2019 at 14:44
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    \$\begingroup\$ The way I like to express things is that a typical pot behaves much like an ideal pot with a random resistance in series with the wiper; turning the pot will change that resistance in unpredictable fashion. If no current flows through the wiper, however, that resistance won't matter. \$\endgroup\$
    – supercat
    Commented Jul 9, 2019 at 20:03
  • \$\begingroup\$ @supercat Indeed your formulation is much more clear than just saying "when the potentometer is subject to DC current". Since there are three terminals to a pot, it isn't clear for which path this "DC current" is a problem. Moreover, there would be a problem is there was an "AC current" through the wiper too. Saying "DC" makes things more confusing. \$\endgroup\$
    – dim
    Commented Jul 10, 2019 at 7:40
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schematic

simulate this circuit – Schematic created using CircuitLab

Datasheets for audio amplifier ICs strongly recommend using a DC-blocking capacitor between the input potentiometer and the IC's audio input in order to prevent the slider noise caused by a very small DC current (on the order of microamps or less) between the IC input and the ground leg of the potentiometer.

I apologize for taking this long to get back, I had been busy and forgot about this.

HERE IS A BETTER ANSWER (refer to the schematic above!):

The suggested additions to your circuit are boxed in dashed red. CY1 and CY2 could be up to 1uF, see if there is any difference. CY3 can be up to 47uF. CY4 and CY5 are suggested if you have no capacitors before and after this circuit in the audio chain. As for your glitch problem, I would say it is because you have a low resistance (RV2a and R9) going from the positive supply rail (+8V) to the non-inverting input of the U2a, and that causes clipping and distortion. Op-amp inputs should never be driven to either positive or negative rail with DC, as that will reduce their positive or negative swing (headroom) and cause clipping and distortion. What is usually done is that the resistors connecting DC to op-amp inputs are either at real ground (when you have a dual voltage supply and the ground "sits" in the middle) or you create a virtual ground by using a simple voltage divider like 2 resistors (of equal values, 10k to 100k each) in series between positive and negative rail, use their middle point as ground but make sure to use a 1-2.2uF decoupling capacitor from that point to the actual ground (usually the negative rail). So, your R9 would go to this (virtual) ground instead of the positive rail of +8V. In fact, I would suggest that you connect all 3 signal points that are going to +8V to this virtual ground instead, and see if that solves both of your problems. If it doesn't solve the noise when adjusting the Q factor, you could place 1uF capacitors at either end of both of the 68k resistors, and see if that helps. Try all these changes in the schematic one by one and let me know which ones have worked for you. I would like to know if these suggestions have helped you.

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  • \$\begingroup\$ Could you indicate more specifically (perhaps with a schematic) where you intend on placing the capacitors? You refer to them as DC blocking caps, which makes me think they should in series between resistors and op-amp inputs, but your description sounds like they are in parallel with the potentiometer. And perhaps a link to the datasheet you are referring to. There are a couple of decoupling caps (0.1 and 1u) right next to the op-amp used. And P.P.S.: everyones a critic! :) \$\endgroup\$
    – loudnoises
    Commented Jul 10, 2019 at 19:19
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On a more practical note, it's possible the pot is simply dirty. If the pot is not sealed, you can apply a small amount of Deoxit Green, to both wafers, cycle the pot several times, and see what happens. Amp techs and hobbyists have eliminated scratchy pots on many an amplifier this way.

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I have had some Moog synthesizers with noisy pots. After replacing them with new, clean pots the noise remained. Turned out the electrolytic capacitors had gone bad and were leaking DC on to the pots causing it to sound just like dirty pots. I replaced the ecaps and the noise was gone.

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  • \$\begingroup\$ Welcome to EE.SE! Your point is valid but this is more of a comment than an answer which can stand by itself at the moment. Once you have a tiny bit more reputation you can leave comments. Alternativly, expand your answer regarding pot noise. \$\endgroup\$
    – winny
    Commented Jul 10, 2019 at 8:06
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For voltage controlled gain you may use either JFET, which behaves like linear resistor, or a transconductance amplifier. The latter has voltage gain input. Equally, you may use another opamp instead of your resistor to shift the DC point and regulate gain.

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